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Displaying 21-30 out of 11,585 results

Mary Joanne Petretto

Broker

CRD#: 3210670


INNOVATION PARTNERS LLC

Guilford, CT 06437

CRD#: 146344

Years of Experience: 23

Total Disclosures: 8

Customer Disputes: 4

Regulatory Disclosures: 3

Other Disclosures: 1

Anthony J Trimboli


PARK AVENUE SECURITIES LLC

Darien, CT 06820

CRD#: 46173

Years of Experience: 15

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 7

Other Disclosures: 1

Robert Keith Mann


ADVISOR'S CAPITAL INVESTMENTS INC,

Woodstock, CT 06281

CRD#: 104811

Years of Experience: 53

Total Disclosures: 7

Customer Disputes: 6

Regulatory Disclosures: 1

Other Disclosures: 0

William O Webster Jr


CRUICE FINANCIAL ORGANIZATION OR CFO CAPITAL MANAGEMENT

Years of Experience: 50

Total Disclosures: 7

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 1

David Louis Martin


ROYAL FUND MANAGEMENT, LLC

Rocky Hill, CT 06067

CRD#: 144434

Years of Experience: 38

Total Disclosures: 7

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 1

Stephen Paul Geyer

Broker

CRD#: 1386430


PFS INVESTMENTS INC.

Hamden, CT 06518

CRD#: 10111

Years of Experience: 36

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

William Sapione

Broker

CRD#: 2273080


A.G.P. / ALLIANCE GLOBAL PARTNERS

Westport, CT 06880

CRD#: 8361

Years of Experience: 24

Total Disclosures: 7

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 5

Stephen Allan Bell


NEWEDGE SECURITIES, INC.

Stamford, CT 06902

CRD#: 10674

Years of Experience: 55

Total Disclosures: 6

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 0

Richard Stephen Caplan


LPL FINANCIAL LLC

Bloomfield, CT 06002

CRD#: 6413

Years of Experience: 46

Total Disclosures: 6

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 5

John P Murphy


ALLSTATE FINANCIAL SERVICES, LLC

Torrington, CT 06790-3969

CRD#: 18272

Years of Experience: 44

Total Disclosures: 6

Customer Disputes: 1

Regulatory Disclosures: 3

Other Disclosures: 2

11,585 Results

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