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Displaying 10 out of 11,585 results

John Stephen Pronovost


INFINEX INVESTMENTS, INC.

Watertown, CT 06795

CRD#: 35371

Years of Experience: 34

Total Disclosures: 16

Customer Disputes: 16

Regulatory Disclosures: 0

Other Disclosures: 0

Joseph Alfred Ferron


J. W. COLE ADVISORS, INC.

Glastonbury, CT 06033

CRD#: 112294

Years of Experience: 37

Total Disclosures: 13

Customer Disputes: 13

Regulatory Disclosures: 0

Other Disclosures: 0

Jeffrey Paul Davis


KOVACK SECURITIES INC.

Bristol, CT 06010

CRD#: 44848

Years of Experience: 28

Total Disclosures: 12

Customer Disputes: 10

Regulatory Disclosures: 1

Other Disclosures: 1

William Richard Ziglar

Broker

CRD#: 2954341


UMERGENCE LLC

Plantsville, CT 06479

CRD#: 284368

Years of Experience: 10

Total Disclosures: 12

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 12

Thomas J McIntyre


WELLS FARGO CLEARING SERVICES, LLC

Danbury, CT 06810

CRD#: 19616

Years of Experience: 49

Total Disclosures: 11

Customer Disputes: 11

Regulatory Disclosures: 0

Other Disclosures: 0

Armand Joseph Fisher


ROYAL ALLIANCE ASSOCIATES, INC.

Rocky Hill, CT 06067

CRD#: 23131

Years of Experience: 36

Total Disclosures: 11

Customer Disputes: 8

Regulatory Disclosures: 3

Other Disclosures: 0

Robert Frank Dwyer

Broker

CRD#: 2283295


SECURITIES AMERICA, INC.

Plainfield, CT 06374

CRD#: 10205

Years of Experience: 31

Total Disclosures: 11

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 9

Michael Alexis Perez

Broker

CRD#: 6163381


PFS INVESTMENTS INC.

Middlebury, CT 06762

CRD#: 10111

Years of Experience: 9

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

John Francis Davenport


BLACKRIDGE ASSET MANAGEMENT, LLC

Norwalk, CT 06854

CRD#: 277085

Years of Experience: 34

Total Disclosures: 10

Customer Disputes: 3

Regulatory Disclosures: 2

Other Disclosures: 5

Carl Dorsey Cornaglia


KOVACK SECURITIES INC.

North Haven, CT 06473

CRD#: 44848

Years of Experience: 25

Total Disclosures: 10

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 1

11,585 Results

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