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Displaying 21-30 out of 66,998 results

Allen Michael Kay


INVESTMENT MANAGERS GROUP, LLC

Temecula, CA 92592

CRD#: 164203

Years of Experience: 19

Total Disclosures: 16

Customer Disputes: 14

Regulatory Disclosures: 1

Other Disclosures: 1

Elton Johnson


AMERIVET SECURITIES, INC.

Moreno Valley, CA 92555

CRD#: 34786

Years of Experience: 41

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 4

Other Disclosures: 11

Jessie Grace Candon


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Westlake Village, CA 91361

CRD#: 7691

Years of Experience: 37

Total Disclosures: 15

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 0

Stuart Quinn Hoshide


CETERA ADVISORS LLC

Orange, CA 92868

CRD#: 10299

Years of Experience: 34

Total Disclosures: 15

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 10

George William Logan

Broker

CRD#: 720873


GCMI SECURITIES CORP.

Irvine, CA 92612

CRD#: 139520

Years of Experience: 34

Total Disclosures: 15

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 0

Gerald Joseph Desimone


CROWN CAPITAL SECURITIES, L.P.

Fair Oaks, CA 95628

CRD#: 6312

Years of Experience: 29

Total Disclosures: 15

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 14

Clifford Newton Gamble


WESTERN INTERNATIONAL SECURITIES, INC.

Roseville, CA 95678

CRD#: 39262

Years of Experience: 28

Total Disclosures: 15

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 0

William Milton House

Broker

CRD#: 2527668


PFS INVESTMENTS INC.

Oakland, CA 94611

CRD#: 10111

Years of Experience: 26

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 15

Michael Andre Aguado


PENSIONMARK FINANCIAL GROUP, LLC

San Ramon, CA 94583

CRD#: 208512

Years of Experience: 22

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 15

Tomas Juhan Velken

Broker

CRD#: 1600404


EMERSON EQUITY LLC

Irvine, CA 92618

CRD#: 130032

Years of Experience: 20

Total Disclosures: 15

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 0

66,998 Results

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