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Displaying 11-20 out of 14,789 results

Christine Austin

Broker

CRD#: 5741284

MORGAN STANLEY

Gilbert, AZ 85295

CRD#: 149777

Years of Experience: 12

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

Bruce Howard Galpert

Broker, Investment Advisor

CRD#: 1288182

WELLS FARGO CLEARING SERVICES, LLC

Scottsdale, AZ 85255

CRD#: 19616

Years of Experience: 38

Total Disclosures: 10

Customer Disputes: 10

Regulatory Disclosures: 0

Other Disclosures: 0

Richard A Bailey

Broker

CRD#: 1260597

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Scottsdale, AZ 85258

CRD#: 20804

Years of Experience: 37

Total Disclosures: 10

Customer Disputes: 6

Regulatory Disclosures: 3

Other Disclosures: 1

Matthew Anthony Martinez

Broker, Investment Advisor

CRD#: 1688923

MML INVESTORS SERVICES, LLC

Scottsdale, AZ 85251

CRD#: 10409

Years of Experience: 35

Total Disclosures: 10

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 6

Timothy Joseph Scanlon

Broker, Investment Advisor

CRD#: 1968597

ARQUE CAPITAL, LTD.

Scottsdale, AZ 85250

CRD#: 121192

Years of Experience: 34

Total Disclosures: 10

Customer Disputes: 7

Regulatory Disclosures: 1

Other Disclosures: 2

Arthur Manlio Quintero

Broker

CRD#: 1676250

SCOTTSDALE CAPITAL ADVISORS CORP

Scottsdale, AZ 85253

CRD#: 118786

Years of Experience: 31

Total Disclosures: 10

Customer Disputes: 1

Regulatory Disclosures: 2

Other Disclosures: 7

Steven M Netzel

Investment Advisor, Previously Registered Broker

CRD#: 2863170

VAL VISTA CAPITAL MANAGEMENT, LLC

Sun Lakes, AZ 85248

CRD#: 159679

Years of Experience: 14

Total Disclosures: 10

Customer Disputes: 8

Regulatory Disclosures: 2

Other Disclosures: 0

Timothy Gerard Salem

Broker

CRD#: 5725100

LINCOLN FINANCIAL ADVISORS CORPORATION

Peoria, AZ 85382

CRD#: 3978

Years of Experience: 13

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Kimberly Jo Verheecke

Broker

CRD#: 5620746

ASSETMARK BROKERAGE, LLC

Phoenix, AZ 85012-2426

CRD#: 169804

Years of Experience: 5

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Michael Kenneth Self

Broker, Investment Advisor

CRD#: 2246403

CETERA ADVISORS LLC

Scottsdale, AZ 85253

CRD#: 10299

Years of Experience: 31

Total Disclosures: 9

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 0

14,789 Results

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