Potomac Analytics' Logo

BrokerCheck

Get the facts on your financial advisor, free of charge.

Search for a Broker or Financial Advisor by Name:

Filter by:

Sort by:

Displaying 10 out of 14,789 results

Stephen Thomas Hester


AMERIPRISE FINANCIAL SERVICES, LLC

Sierra Vista, AZ 85635-2433

CRD#: 6363

Years of Experience: 35

Total Disclosures: 67

Customer Disputes: 66

Regulatory Disclosures: 1

Other Disclosures: 0

Kirk J Gill


TRIUMPH WEALTH ADVISORS, INC.

Years of Experience: 30

Total Disclosures: 18

Customer Disputes: 17

Regulatory Disclosures: 0

Other Disclosures: 1

Gary Keith Imus


FINANCIAL PLANNING FIRST, LLC

Tuscon, AZ 85718

CRD#: 319273

Years of Experience: 38

Total Disclosures: 16

Customer Disputes: 15

Regulatory Disclosures: 1

Other Disclosures: 0

Kelvin William Gold


UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Phoenix, AZ 85028

CRD#: 20804

Years of Experience: 53

Total Disclosures: 14

Customer Disputes: 13

Regulatory Disclosures: 1

Other Disclosures: 0

David Michael Sherwood


GREENBERG FINANCIAL GROUP

Tucson, AZ 85718

CRD#: 38747

Years of Experience: 41

Total Disclosures: 14

Customer Disputes: 12

Regulatory Disclosures: 0

Other Disclosures: 2

Todd Ray Anderson


BENCHMARK INVESTMENTS, LLC

Tucson, AZ 85715

CRD#: 103792

Years of Experience: 34

Total Disclosures: 14

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 10

Eric Wayne Harding


EMPIRIKAL PARTNERS LLC

Years of Experience: 31

Total Disclosures: 14

Customer Disputes: 11

Regulatory Disclosures: 0

Other Disclosures: 3

Irvin Wayne Brewer


NEW LIFE FINANCIAL LLC

Years of Experience: 31

Total Disclosures: 13

Customer Disputes: 4

Regulatory Disclosures: 2

Other Disclosures: 7

Gregory Russell Brown


WEST COAST CAPITAL MANAGEMENT, LLC

Gilbert, AZ 85296

CRD#: 141981

Years of Experience: 24

Total Disclosures: 13

Customer Disputes: 9

Regulatory Disclosures: 2

Other Disclosures: 2

Richard Glenn Shaw


LINCOLN FINANCIAL ADVISORS CORPORATION

Scottsdale, AZ 85262

CRD#: 3978

Years of Experience: 34

Total Disclosures: 12

Customer Disputes: 8

Regulatory Disclosures: 1

Other Disclosures: 3

14,789 Results

Display: