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FINRA Broker Allegations

Allegations against: Eric Andrew Wittenberg

Allegation type: Customer Dispute

Allegation status: Withdrawn

The allegations read: Allegation of failure to trade brokerage jaccount pursuant to customer's investment objectives. In a letter dated january 29, 2001, customer stated that the trading in the account "was all part of the game plan we discussed at inception." accordingly, we consider this matter closed.

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