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FINRA Broker Allegations

Allegations against: Robert Cleveland Hesse

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: The client purchased a zero-coupon leander texas school distribution bond on 10/27/2016 and the bond was called in full on 8/15/2024. The client alleges she was unaware the bond had a feature that would permit the bond to be called prior to maturity and she anticipated receiving $30,000.00 to assist her grandchildren with further education.

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