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FINRA Broker Allegations

Allegations against: Ruben Javier Frezzotti

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: **update - this disclosure is no longer reportable on the current u4 because it was filed more than 24 months ago and did not settle for $15,000 or more***written complaint from client attorney, dated february 11, 2011, alleges unsuitability with regard to 2008 investments in inland american real estate. Specifically, the illiquidity of inland shares has caused the client financial hardship in that she is unable to liquidate the investment.

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