FINRA Broker Allegations

Allegations against: Ruben Javier Frezzotti

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Negligence, breach of fiduciary duty, breach of contract, violation of florida's blue sky laws, fraud, civil action pursuant to florida's adult protective services act, omission, misrepresentation and gross negligence. Incident dates: 11/2005 - 10/2017.