Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Bernard Barry Salzman

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Although mr salzman maintained written discretionary authority over the client`s account, the client alleged that mr salzman liquidated 100 shares of klac and 200 shares of uwst without authority in april and may 1997. The client alleged that he and mr salzman verbally agreed not to sell shares in the client`s account while the client was traveling. Damages were unspecified.

Back