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FINRA Broker Allegations

Allegations against: Juergen Weber

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Customer verbally alleged that i did not consult with her before every trade in the account during the period between april 2004 and october 2005. Customer also alleged trading and commissions paid on the account were excessive. ** i deny these allegations completely as made by the client.

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