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FINRA Broker Allegations

Allegations against: Giacomo Parente

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: The client alleges that his advisor failed to provide complete disclosures regarding a reit purchase, including that the reit's management could discontinue dividends and share repurchases. Moreover, the client stated he was unaware that the investment might be repriced lower. 12/13/2012 - 08/02/2024

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