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FINRA Broker Allegations

Allegations against: Gerald Jay Rudman

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Unsuitable investments, unauthorized use of margin, misrepresentation, breach of fiduciary duty, breach of contract, violation of consumer protection and deceptive trade practice, securities act of 1934 and 10b-5 beginning january 1, 2000. alleged damages - unspecified

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