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FINRA Broker Allegations

Allegations against: Ernest Julius Romer

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Complainants allege that romer solicited $50,000 from them to invest in "corecap solutions" but converted the money to his own use. Claimants did not name romer, but firm has brought him in as third party defendant as of july 27, 2017.

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