The allegations read: Romer was named in a customer complaint that asserted the following causes of action: breach of fiduciary duty, common law fraud/silent fraud/innocent misrepresentation; negligence; violations of the michigan uniform securities act ("musa") mlc\\u00a7 451.2509; and failure to supervise [finra rule 2341]. The causes of action relate to romer's alleged embezzlement of claimants' funds.
