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FINRA Broker Allegations

Allegations against: Robert Smith Gesdorf

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimant alleged mismanagement of account; unsuitable investments, failure to follow stated investment objectives, objectives, failure to follow instructions during the period of 10/86 through 8/88. Claimant alleges damages of $47,000.00

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