The allegations read: 17.on or about september 25, 2013, finra issued an order accepting offer of settlement, incorporated herein as schedule a, that fully states finra's findings and conclusions and the sanctions applied to gesdorf. Gesdorf was fined $30,000 and was suspended for two months in all capacities from association with any finra member.19.that finra has suspended gesdorf for two months in all capacities from association with any finra member constitutes grounds pursuant to \\u00a7 204(a)(2)(f)(ii) of the act for the denial of gesdorf's application for registration as a broker-dealer agent of mci in massachusetts.
