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FINRA Broker Allegations

Allegations against: Robert Russel Tweed

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Alleges fraudulent misrepresentation, fraudulent concealment / omission, negligent misrepresentation, negligent concealment / omission, negligence, unsuitability, failure to supervise, breach of fiduciary duty, breach of implied covenant of good faith and fair dealing, elder abuse under ca law, violation of state and federal securities laws, violations of finra, nas and nyse rules

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