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FINRA Broker Allegations

Allegations against: Robert Russel Tweed

Allegation type: Customer Dispute

Allegation status: Final

The allegations read: Claimant alleges violation of standards of reasonable basis suitability and just and equitable principles of trade, fraud, misleading statements, misleading ommissions of material information, breach of fiduciary duty, neglegent misrepresentation, negligence, breach of contract, and breach of covenant of good faith and fair dealing

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