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FINRA Broker Allegations

Allegations against: Robert Russel Tweed

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Claimants sharp, reichenberg, and martin allege violations of federal and state securities laws, fraud, unsuitable recommendations, misrepresentations and omissions of material fact, breach of contract, breach of fiduciary duty, and negligence with regards to the purchases of gwg l-bonds in 2018, 2019, and 2020 respectively.

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