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FINRA Broker Allegations

Allegations against: Julie Adelle Jones

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claims asserted against third-party respondents include being involved with prospecting individuals to invest in an alleged ponzi scheme, and working jointly in a conspiracy with john woods in that activity. The ponzi scheme allegedly continued until august, 2021. Jones left oppenheimer in 2016.

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