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FINRA Broker Allegations

Allegations against: James Lewis Fulton

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: The fletcher's stated that they sent a letter to the investment center inc. In bridgewater, nj on march 1, 2000 to terminate all investments and send all proceeds at once. The fletcher's did not contact me because i was in the hospital at the time. Two years later, on 05/02.2002 the fletcher's called me and stated that they wanted to sell their stock positions, which was done.

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