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FINRA Broker Allegations

Allegations against: Jarett D Liddicoat

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Jarett liddicoat was a subject of the customer's complaint against his member firm that asserted the following causes of action: arizona securities fraud; misrepresentation and omissions; negligence; breach of fiduciary duty; breach of trust; breach of agency; negligent supervision; control person liability; constructive fraud; and consumer fraud. The causes of action relate to the exercise of a call option using intel corporation stock.

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