Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Anthony J Falco

Allegation type: Civil

Allegation status: Pending

The allegations read: Plaintiffs allegedly purchased shares of stock in a private company known as lifebrand. The companies' executives and board are alleged to have squandered company assets and breached their fiduciary duties. Defendant falco allegedly induced and encouraged plaintiff's investments.

Back