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FINRA Broker Allegations

Allegations against: Jacob Gershon Shapira

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Alleging fc recommended investment pattern involving short term trading, extensive use of margin and highly speculative investments, unsuitablility, breach of fiduciary duty and unauthorized margin trading from december 1, 1997 through december 3, 2000.

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