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FINRA Broker Allegations

Allegations against: Kambiz Ghazanfari

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: The claimant alleges that between 2009 and 2018, an advisor associated with the respondent recommended variable annuities that were unsuitable. Claimant further alleges that the advisor made representations that were inaccurate and/or misleading.

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