The allegations read: Angela granata was a subject of the customer's complaint against her member firm and other named respondents that asserted the following causes of action: violations of finra rule 2110, violations of finra rule 2111: recommending and selling securities without adequate due diligence and without a reasonable basis, negligence, misrepresentations and omissions of material facts, breach of fiduciary duty, failure to supervise, and respondeat superior.
