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FINRA Broker Allegations

Allegations against: Robert Kyle Ratcliff

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Claimants allege breach of fiduciary duty, negligence, failure to make suitable investment recommendations, unauthorized trading, violations of the texas securities act, fraud, misrepresentation, and breach of contract. timeframe 4/28/11 through 5/28/2013.

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