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FINRA Broker Allegations

Allegations against: Andrew William Miles

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: The customer alleges that pathfinder business strategies llc/tax savings professionals an entity owned by mr. Miles breached the agreement whereby the customer was guaranteed tax savings if he used mr. Miles' strategies. Moreover, the customer alleges mr. Miles directed him to purchase clean coal tax credit strategy. The customer alleges that the mr. Miles informed him that he was the victim of a third party fraud. As a result, the customer did not receive the guaranteed tax savings. The customer claims damages in excess of $25,000 exclusive of costs, interest and attorney fees.

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