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FINRA Broker Allegations

Allegations against: William Andrew Hightower

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Hightower was a subject of the customer's complaint against his member firm that asserted the following causes of action: breach of contract and warranties, promissory estoppel, unfair trade and deceptive practices, violation of texas securities statutes, violation of texas fraud statutes, intentional and negligent misrepresentations of fact, unjust enrichment, breach of fiduciary duty, and vicarious liability.

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