FINRA Broker Allegations

Allegations against: Gustavo Velazquez Melendez

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Activity 3/2013-6/2015 alleges misrepresented risk, omissions, breach of fid duty, breach of contract, unsuitable recommendations, failure to supervise, fraud, negligence, violation finra/pr rules.