Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Gustavo Velazquez Melendez

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Period 12/11 to 01/2012.unsuitable overconcentrationin pr bonds and prfunds.,misleading advie and risk disclosure failures, failing to properly and suitably advise him,fraud, breach of fid duty,negligence, breach of contract,misrepresentation, omission,failure to supervise.

Back