Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Gustavo Velazquez Melendez

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Period 4/2010. Alleges inappropriate recommendations, inadequate supervisory system, failed to diversify portfolio, misrepresentation, unsuitable recommendations, breach of fid duty, breach of contract, negligence, fraud.

Back