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FINRA Broker Allegations

Allegations against: Christopher Dyer Queen

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Claimant alleges that due to the financial advisor (fa)'s breach of fiduciary duty, deceased suffered damages; moreover, fa was prohibited from taking on the rule of guardian and was notified of this prohibition but refused to withdraw from his appointed position.

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