The allegations read: Without admitting or denying the findings, huggett consented to the sanctions and to the entry of findings that he falsified the electronic signatures of customers on account documents. The findings stated that huggett electronically signed, with prior permission, the names of 13 customers on a total of 29 account documents. Two of the customers were seniors. The documents signed by huggett, which included new account applications and move money forms, were required books and records of his member firm. As a result, huggett caused the firm to maintain inaccurate books and records. None of the customers complained and the transactions were authorized. In addition, huggett falsely attested to the firm in compliance questionnaires that he had not signed or affixed another person's signature on a document.
