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FINRA Broker Allegations

Allegations against: Timothy Nathaniel Mcmullen

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Timothy nathaniel mcmullen was a subject of a customer's complaint against his member firm that asserted the following causes of action: breach of contract, fraud, misrepresentation, negligence, unsuitability, unauthorized trading, violation of pennsylvania securities act and pennsylvania unfair trade practices and consumer protection law.

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