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FINRA Broker Allegations

Allegations against: Jerry Randall Holcomb

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: The above referenced client has submitted a claim form to the claims resolution process relating to the purchases of various limited partnerships during the period 8/88 to 12/89. Jerry randall holcomb was the broker of record at the time of the purchases. No damages are alleged, but the amount of actual loss (out-of-pocket loss) is $40,279.

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