Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Robert Ivan Schwartz

Allegation type: Customer Dispute

Allegation status: Closed-No Action

The allegations read: Client alleges the registered representatives convinced her father who had [redacted] to open a cd at a citibank branch. Client is requesting reimbursement for the money which was taken from her father due to fraud and negilgence on the registered representative's part.

Back