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FINRA Broker Allegations

Allegations against: Richard David Mercado

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Richard david mercado was a subject of the customer's complaint against his member firm, cambridge investment research, inc., that asserted the following causes of action: actual fraud, constructive fraud, misrepresentation/omission of material facts, breach of contract, negligence, and violation of maryland securities act. The causes of action relate to marathon patent group, inc. Stock.

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