Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Felix Alberto Bartolomei

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Client's allege over-concentration, unsuitability, breach of fiduciary duty, breach of contract, contractual negligence, fraud, constructive fraud, failure to supervise and control, and violations of securities laws and rules (puerto rico bonds, bond funds and closed-end funds). Includes request for punitive damages, interest, costs and fees.

Back