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FINRA Broker Allegations

Allegations against: Barry Phillip West

Allegation type: Employment Separation After Allegations

Allegation status:

The allegations read: N/a my departure from moseley securities, inc., had nothing to do with wrongdoing by me. Moseley was going out of business, and i chose to accept a position at an established firm. At moseley my production was in the top 10%. I did not repay certain employee loans due to confusion as to their terms, and the matter was not pursued by moseley.

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