Allegation type: Employment Separation After Allegations
Allegation status:
The allegations read: On at least one occasion, mr. Komarow initiated an electronic fund transfer ("eft") into his personal account at a third-party custodian for amounts that were not available in the bank account from which mr. Komarow directed the eft to be drawn. Mr. Komarow confirmed he knew there were insufficient funds in the bank account at the time he initiated the eft. Subsequently, mr. Komarow placed trades in his personal account with those funds thereby creating a debit in the account when the bank did not honor the eft due to insufficient funds.
