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FINRA Broker Allegations

Allegations against: Eduardo Gonzalez

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: unspecified claimant alleges that investment recommendations in puerto rico closed end funds were unsuitable, and that the risks of investing in these securities were not disclosed to her. Claimant also alleges that her account was over-concentrated in these securities.

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