FINRA Broker Allegations

Allegations against: Yvonne Lara Silguero

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimant alleges negligence, gross negligence, misrepresentation, omission of material facts, breach of fiduciary duty through failure to supervise, and breach of contract. Activity period: 7/2014 - 10/2018.