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FINRA Broker Allegations

Allegations against: Christopher Thomas Tolmacs

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Claimant alleges unsuitability in investment of alternative investment which caused financial harm. The allegations include negligence, professional negligence, violations of law, unsuitable recommendations, breach of contract, breach of fiduciary duty, and breach of securities industry rules and regulations

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