Allegation type: Employment Separation After Allegations
Allegation status:
The allegations read: Per finra acceptance, waiver and consent no. 2011030405801, mr. Parthemer has accepted a bar from association with any finra member in any capacity as of april 22, 2015. He resigned after being barred by finra. The awc alleges violative conduct including outside business activities, loans to customers, private securities transactions, false written responses to finra 8210 requests, and false compliance questionnaires.
