Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: James M Honaker

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Claimants allege the representative recommended variable annuity exchanges in august 2015 that were misrepresented and unsuitable. The claimants also allege false documents were submitted which inaccurately reported answers to suitability questions and that there was a failure to provide the costs and benefits of the exchange.

Back