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FINRA Broker Allegations

Allegations against: Francis Joseph Gendlek

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Francis gendlek was named in a customer complaint that asserted the following causes of action: violation of industry regulations prohibiting borrowing or arranging lending from customers; selling away; engagement in outside business activities; facilitating ponzi scheme, and forgery. The causes of action relate to unspecified securities.

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