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FINRA Broker Allegations

Allegations against: Frank Roland Dietrich

Allegation type: Regulatory

Allegation status: Final

The allegations read: The virginia bureau of insurance fined frank dietrich for allegedly violating the following va insurance codes: 38.2-512 misrepresented information on or relative to an application for the purpose of obtaining a fee, 38.2-619 obtained insurance information under false pretenses, 38.2-1804 had insured sign a blank or imcomplete forms pertaining to insurance, 38.2-1831 removed pages from an insurance policy before delivering to insureds, 14vac5-30-40 failed to submit replacement notices to a company for policies that were being replaced.

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