The allegations read: Frank roland dietrich was a subject of the customer's complaint against his member firm that asserted the following causes of action: violations of federal securities laws; violation of the virginia securities laws; violation of the florida securities and investor protection act; breach of contract; common law fraud; breach of fiduciary duty; and negligence and gross negligence. The causes of action relate to claimants' investments in promissory notes of the woodbridge mortgage investment funds 1 and 2.
